Showing posts with label PENNY STOCK. Show all posts
Showing posts with label PENNY STOCK. Show all posts
Friday, June 19, 2015

SEC CHARGES TEXAS-BASED OIL COMPANY AND CEO WITH DEFRAUDING INVESTORS

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION 06/18/2015 03:00 PM EDT The Securities and Exchange Commission today charged a Texas-based...
Monday, July 7, 2014

COURT IMPOSES MONETARY JUDGEMENT AGAINST ATTORNEY AND OTHERS FOR ROLES IN UNREGISTERED STOCK SALES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION Court Imposes Legal Services Bar Against Attorney, and Penny Stock Bars and Significant Mo...
Saturday, June 28, 2014

FINAL JUDGEMENT ENTERED IN KICKBACK STOCK SCHEME

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  District Court Enters Final Judgment Setting a Civil Penalty in the Amount of $28,000 Aga...
Wednesday, June 26, 2013

PENNY STOCK PROMOTER CHARGED FOR ATTEMPTING TO GENERATE FALSE APPEARANCE

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION SEC Charges San Diego-Based Promoter in Penny Stock Scheme The Securities and Exc...
Tuesday, June 25, 2013

SEC CHARGES PENNY STOCK PROMOTER WITH FRAUD

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., June 18, 2013 — The Securities and Exchange Commission charged a p...
Sunday, March 3, 2013

SEC SETTLES PENNY STOCK MANIPULATION CHARGES WITH DEFENDANT

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Defendant Adam S. Rosengard Settles SEC Charges in Penny Stock Manipulation Case The ...