Showing posts with label PONZI SCHEME. Show all posts
Showing posts with label PONZI SCHEME. Show all posts
Sunday, October 25, 2015

COURT ORDERS $31 MILLION RESTITUTION AND PENALTY PAYMENT AGAINST MAN, COMPANY FOR FRAUD

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  October 20, 2015 Federal Court in Ohio Orders over $31 Million in Restitution and Civ...
Friday, September 4, 2015

THREE INDICTED IN ALLEGED $54 MILLION "GREEN ENERGY" FRAUD

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FROM:  U.S. JUSTICE DEPARTMENT  Thursday, September 3, 2015 Indictment Charges Three People with Running $54 Million “Green Energy” Pon...
Tuesday, August 4, 2015

SEC CHARGES MAN WITH OPERATING $114 MILLION PONZI SCHEME BASED ON ANTI-DROWSY DRIVING TECHNOLOGY

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  08/03/2015 02:25 PM EDT The Securities and Exchange Commission charged a Houston-area ...
Sunday, August 2, 2015

FOREIGN CURRENCY PONZI SCHEMERS ORDERED TO PAY $76 MILLION

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  Court Orders $76 Million in Civil Monetary Penalties against Keith F. Simmons, Deanna S...
Monday, July 20, 2015

SEC CHARGES NON-REGISTERED INVESTMENT ADVISER WITH STEALING CLIENT'S MONEY

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  07/16/2015 02:05 PM EDT The Securities and Exchange Commission charged a purported inve...
Thursday, July 9, 2015

ALLEGED PONZI/PYRAMID GOLD MINE INVESTMENT SCHEMERS CHARGED BY SEC WITH FRAUD

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  FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  07/02/2015 01:10 PM EDT The Securities and Exchange Commission announced fraud charg...
Friday, July 3, 2015

SEC CHARGES FOR STOCKBROKER FOR ROLE IN PONZI SCHEME

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 FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  07/01/2015 11:55 AM EDT The Securities and Exchange Commission charged a former stockb...
Thursday, June 18, 2015

SEC ANNOUNCES CHARGES IN ALLEGED PONZI SCHEME TARGETING CHURCHGOERS

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 FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  06/16/2015 12:55 PM EDT The Securities and Exchange Commission announced charges again...
Friday, May 1, 2015

CFTC CHARGES ALLEGED FLORIDA PONZI SCHEME OPERATOR WITH FRAUD AND REGISTRATION VIOLATIONS

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION April 20, 2015 CFTC Charges Florida Resident Dorian A. Garcia and his Companies, DG Wealth...
Saturday, April 25, 2015

ALLEGED PERPETRATOR OF COLLAPSED PONZI SCHEME CHARGED BY SEC

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  Litigation Release No. 23240 / April 13, 2015 Securities and Exchange Commission v. Jam...
Wednesday, February 4, 2015

INSURANCE BROKER CHARGED BY SEC WITH RUNNING A PONZI SCHEME

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23182 / January 29, 2015 Securities and Exchange Commission v. Loren...
Monday, February 2, 2015

SEC ANNOUNCES OVER $580 MILLION TO BE PAID BY COMPANY, CEO FOR ROLES IN PONZI SCHEME

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23184 / January 30, 2015 Securities and Exchange Commission v. Edwin...
Monday, December 22, 2014

SEC CHARGED ATTORNEY WITH CONDUCTING A PONZI SCHEME WORTH ABOUT $5 MILLION

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  FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission  charged a Manhattan-based attorney with conduct...
Monday, September 29, 2014

OHIO RESIDENT CHARGED BY CFTC WITH COMMODITY POOL FRAUD

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  CFTC Charges Ohio Resident Glen Galemmo with Commodity Pool Fraud in a Multi-Million Do...
Sunday, September 28, 2014

SEC OBTAINS ASSET FREEZE AGAINST COMPANY BEHIND PONZI SCHEME

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  SEC Obtains Asset Freeze Against Company in Turks and Caicos Islands Behind South Florida...
Friday, April 25, 2014

PROSECUTORS CHARGE ALLEGED PONZI SCHEMER WITH VIOLATING SEC OBTAINED COURT ORDERS

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  Federal Prosecutors Charge Massachusetts Resident with Criminal Contempt Based On Violati...
Friday, March 28, 2014

CFTC FILES CHARGES FOR OPERATING PONZI SCHEME AGAINST TWO SOUTH CAROLINA RESIDENTS

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FROM:  COMMODITY FUTURES TRADING COMMISSION  CFTC Charges South Carolina Residents Robert S. and Amy L. Leben with Commodity Pool Fraud for...
Friday, February 28, 2014

ATTORNEY SETTLES CLAIMS HE MADE FALSE AND MISLEADING STATEMENTS TO INVESTORS

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FROM:  SECURITIES AND EXCHANGE COMMISSION  SEC Settles Claims Against Attorney Retained by Funds Involved in Fraudulent Investment Scheme ...
Wednesday, February 19, 2014

COURT ORDERS ACCUSED EMBEZZLER TO PAY $5.2 MILLION

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FROM:  COMMODITY FUTURES TRADING COMMISSION  Federal Court Orders North Carolina Resident Michael Anthony Jenkins and his Company, Harbor L...
Monday, January 27, 2014

MAN SENTENCED TO PRISON FOR ROLE IN PONZI SCHEME

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FROM:  SECURITIES AND EXCHANGE COMMISSION  Massachusetts Resident Steven Palladino Sentenced to 10-12 Years in Prison for Role in Multi-Mi...