WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label POOLED INVESTMENT VEHICLES. Show all posts
Showing posts with label POOLED INVESTMENT VEHICLES. Show all posts
Friday, November 16, 2012

THE SOUTH FLORIDA MAN AND HIS ALLEGED PONZI SCHEME

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION SEC Charges South Florida Man with Recruiting Victims of Ponzi Scheme he Securities an...
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Wednesday, March 21, 2012

SEC BRINGS CHARGES IN CONNECTION WITH SECONDARY MARKET TRADING OF PRIVATE COMPANY SHARES

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The following excerpt is from the SEC website: March 14, 2012 The Securities and Exchange Commission today charged a New York City are...
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