WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label POOR DECISION-MAKING. Show all posts
Showing posts with label POOR DECISION-MAKING. Show all posts
Thursday, May 30, 2013

NASDAQ TO PAY $10 MILLION PENALTY TO SETTLE SEC CHARGES REGARDING FACEBOOK IPO

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FROM: SECURITIES AND EXCHANGE COMMISSION Washington, D.C., May 29, 2013 — The Securities and Exchange Commission today charged NASD...
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