WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label POOR SYSTEMS. Show all posts
Showing posts with label POOR SYSTEMS. Show all posts
Thursday, May 30, 2013

NASDAQ TO PAY $10 MILLION PENALTY TO SETTLE SEC CHARGES REGARDING FACEBOOK IPO

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FROM: SECURITIES AND EXCHANGE COMMISSION Washington, D.C., May 29, 2013 — The Securities and Exchange Commission today charged NASD...
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