Showing posts with label PROMISSORY NOTES. Show all posts
Showing posts with label PROMISSORY NOTES. Show all posts
Friday, February 27, 2015

SEC SAYS "FINANCIER" CHARGED IN ALLEGED PONZI SCHEME INVOLVING PROMISSORY NOTES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  Thursday, February 26, 2015 California Financier Charged in Alleged Ponzi Scheme Form...
Friday, November 7, 2014

SEC ACCUSES BUSINESSMAN AND COMPANY OF MAKING FALSE STATEMENTS TO INVESTORS

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission announced securities fraud charges accusing a New ...
Monday, November 4, 2013

SEC ANNOUNCES FRAUD CHARGES, EMERGENCY ASSET FREEZE RELATED TO ALLEGED REAL ESTATE INVESTMENT SCHEME

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission today announced fraud charges and an emergency asse...
Wednesday, October 23, 2013

SEC ANNOUNCES JURY VERDICT AGAINST ALL DEFENDANTS IN OFFERING FRAUD CASE

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  SEC Obtains Jury Verdict in Its Favor Against All Defendants On All Counts The Securities...
Saturday, August 24, 2013

SEC CHARGES MAN AND COMPANY WITH OPERATING FRAUD SCHEME

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission charged Appleton, Wisconsin resident Robert Narvett...
Friday, August 9, 2013

SETTLED FRAUD AND SECURITIES CHARGES FILED AGAINST OWNER OF CONESTOGA LOG CABIN LEASING, INC.

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FROM:  SECURITIES AND EXCHANGE COMMISSION  SEC Files Settled Charges Against John M. Sensenig, Founder and Owner of Conestoga Log Cabin Lea...
Monday, May 6, 2013

SEC SETTLES FRAUD CHARGES AGAINST TWO ALLEGEDLY INVOLVED IN PROMISSORY NOTE PONZI SCHEME

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION The United States Securities and Exchange Commission settled fraud charges against Er...
Sunday, June 3, 2012

SEC CHARGES TWO FEEDERS FOR ONE OF SOUTH FLORIDA’S LARGEST-EVER PONZI SCHEMES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION May 31, 2012 On May 22, 2012, The Securities and Exchange Commission charged two individual...
Friday, May 25, 2012

SEC CHARGES TWO FLORIDA RESIDENTS WITH ALLEGED RUNNING A $157 MILLION PONZI SCHEME

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FROM:  SECURITIES AND EXCHANGE COMMISSION Washington, D.C., May 22, 2012 — The Securities and Exchange Commission today charged two individ...
Thursday, May 26, 2011

SEC FILES INJUNCTIVE ACTION AGAINST INDIVIDUALS AND COMPANIES

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In the following case the SEC alleges a fraudulent offering of promissory notes. The case below is an excerpt from the SEC web site: “On A...