Showing posts with label PUMP-AND-DUMP. Show all posts
Showing posts with label PUMP-AND-DUMP. Show all posts
Tuesday, November 18, 2014

SEC CHARGES THAT CEO ISSUED "FALSE AND MISLEADING PRESS RELEASES"

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission charged a San Francisco-based penny stock company C...
Thursday, March 21, 2013

TWINS TO PAY TO SETTLE PUMP-AND-DUMP CHARGES

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION BRITISH TWIN BROTHERS AGREE TO PAY $175,000 TO SETTLE MICROCAP PUMP-AND-DUMP CHARGES T...
Tuesday, March 19, 2013

SEC CHARGES SEVERAL INDIVIDUALS IN INTERNATIONAL PUMP-AND-DUMP SCHEME

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., March 15, 2013 — The Securities and Exchange Commission today charge...
Wednesday, March 14, 2012

SEC BRINGS CHARGES AGAINST SEVERAL INDIVIDUALS ALLEGEDLY INVOLVED IN PUMP-AND-DUMP

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The following excerpt is from the Securities and Exchange Commission website: SEC Charges CEO of Las Vegas-Based Penny Stock Company and S...
Sunday, March 11, 2012

SEC ACUSES PRIME STAR GROUP INC. OF DISTRIBUTING 14 MILLION SHARES OF BACKDATED STOCK

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  The following excerpt is from the Securities and Exchange Commission website: Securities and Exchange Commission v. Prime Star Group, I...
Thursday, December 22, 2011

13 CHARGED BY SEC IN ALLEGED PUMP AND DUMP STOCK PROGRAM

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The following excerpt is from the SEC website: “The Securities and Exchange Commission announced charges today against Daniel “Rudy” Ruett...
Friday, October 28, 2011

MAN AND HIS COMPANIES SCHEME TO PUMP-AND-DUMP HIT A BUMP

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The following excerpt is from the SEC website: October 18, 2011 “The Securities and Exchange Commission announced today that on Octob...
Tuesday, September 6, 2011

MANIPULATION OF CHINESE PENNY STOCK PRICES LAND U.S. BROKER IN PRISON

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The following excerpt is from the Department of Justice website: Tuesday, September 6, 2011 “WASHINGTON - A New York stock broker wa...
Thursday, May 26, 2011

TWO SEATTLE ATTORNEYS CAUGHT UP IN PUMP AND DUMP SECURITIES SCHEME

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Selling products that don’t exist is certainly a very creative way to avoid both fixed and variable overhead costs. Of course selling stock...
Sunday, March 20, 2011

SEC ALLEGES HIGH TECH PUMP AND DUMP: IS THIS 1999 AGAIN?

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Back in the 1990’s when technology stocks crashed it was found that many tech companies were in fact just sham organizations that had no wor...