WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label REGISTRATION WITH THE SEC. Show all posts
Showing posts with label REGISTRATION WITH THE SEC. Show all posts
Wednesday, June 22, 2011

NEW SEC RULES INCLUDE REQUIREMENT THAT HEDGE FUND ADVISORS REGISTER WITH THE SEC

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The following is an excerpt from the SEC website: "Washington, D.C., June 22, 2011 – The Securities and Exchange Commission toda...
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