WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label RETAIL FOREIGN EXCHANGE DEALER. Show all posts
Showing posts with label RETAIL FOREIGN EXCHANGE DEALER. Show all posts
Monday, May 26, 2014

CFTC ORDERS REGISTERED FUTURES COMMISSION MERCHANT TO PAY $200,000 PENALTY

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  Global Futures & Forex, Ltd. Ordered to Pay $200,000 Penalty to Settle CFTC Charges...
Tuesday, October 8, 2013

COMPANY WILL PAY $275,000 TO SETTLE CHARGES OF VIOLATING MINIMUM FINANCIAL REQUIREMENT RULES

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  FXDirectDealer, LLC Ordered to Pay $275,000 Penalty to Settle CFTC Charges of Violating M...
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