WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label SARBANES-OXLEY ACT. Show all posts

Showing posts with label SARBANES-OXLEY ACT. Show all posts

Thursday, December 6, 2012

ACCOUNTING FIRMS ACCUSED BY SEC OF FAILURE TO PRODUCE AUDIT WORK PAPERS

　 FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., Dec. 3, 2012 — The Securities and Exchange Commission today bega...

Sunday, May 13, 2012

SEC BRINGS ENFORCEMENT ACTION AGAINST SHANGHAI-BASED DELOITTE TOUCHE TOHMATSU CPA LTD.

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., May 9, 2012 — The Securities and Exchange Commission today announced an en...

Wednesday, January 18, 2012

SEC COMMISSIONER GALLAGHER SPEAKS AT OPEN MEETING ON PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD'S PROPOSED 2012 BUDGET

The following excerpt is from the SEC website: "Thank you, Chairman Schapiro. I would like to echo the gratitude already expressed b...

Wednesday, November 16, 2011

FORMER CEO AGREES TO RETURN BONUS MONEY RECEIVED WHILE HIS COMPANY WAS COOKING THE BOOKS

(RARE AND/OR WELL DONE!) The following excerpt is from the SEC website: “Washington, D.C., Nov. 15, 2011 –The Securities and Exchange Commi...

Sunday, May 30, 2010

SEC GETS NEARLY 180 MILLION BACK FOR INVESTORS

The SEC has forced Millennium Partners to return 178 million dollars to investors. Unfortunately this distribution of funds fraudulently ob...

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