WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label SEC EXCERPT. Show all posts
Showing posts with label SEC EXCERPT. Show all posts
Friday, April 29, 2011

SEC VOTES TO REMOVE CREDIT RATING REFERENCES FOR CERTAIN ASSETS

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Credit rating agencies caused a great deal of harm to the world economy because of their poor performance in rating the credit worthiness of...
Sunday, December 19, 2010

SEC FINDS A DIAMOND PONZI SCHEME

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It is easy to believe that over the front door of every trading house in America there is a bust of Charles Ponzi. It seems that there are P...
Sunday, November 14, 2010

FORMER COUNTRYWIDE FINANCIAL CEO TO PAY 22.5 MIL. TO SETTLE CHARGES

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The SEC released its settlement details with the former CEO of Countrywide Financial. Although this is just a punishment which amounts to a...
Sunday, August 15, 2010

SEC FILES CHARGES AGAINS DELL INC. FOR FRAUD

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There are so many companies that cook their books to gain the approval of Wall Street. It is perhaps too often that traders and investors a...
Monday, May 10, 2010

BROKERS ACCUSED OF HELPING TO SELL PENNY STOCKS UNLAWFULLY

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The sale of penny stocks are often looked upon as controversial way to raise capital. Many investors will not purchase stocks that sell for...
Saturday, May 1, 2010

SEC CHARGES DETROIT FIRM WITH FRAUD

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It seems the penchant for securities dealers to steal pensions never ends. The Detroit area is one of the most economically ravaged areas o...
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