WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label SEC RAISING NET WORTH THRESHOLD. Show all posts
Showing posts with label SEC RAISING NET WORTH THRESHOLD. Show all posts
Monday, June 6, 2011

SEC CHARGES ADVISOR WITH FRAUD INVOLVING REAL ESTATE FUNDS

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With the extremely low rates that banks pay on CD’s and the government pays on treasuries many investors who saved their money hoping to use...
Thursday, May 19, 2011

SEC ALLEGES SECURITIES FRAUD INVOLVING AN IPO

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Becoming very rich by getting investors to place their savings in investments that are mainly non-existent is the modern definition of entre...
Thursday, May 12, 2011

SEC: RAISE WORTH THRESHOLD BEFORE CLIENTS CHARGED BY ADVISERS

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The following announcement came from the SEC web site. In this announcement the SEC discusses proposed changes to how a threshold is determ...
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