WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label SEC SANCTIONS. Show all posts
Showing posts with label SEC SANCTIONS. Show all posts
Sunday, October 16, 2011

ELECTRONIC STOCK EXCHANGES AND BROKER-DEALER ARE SANCTIONED BY THE SEC

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The following is an excerpt from the SEC website: “Washington, D.C., Oct. 13, 2011 — The Securities and Exchange Commission today s...
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