WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label SECURITIES BROKER. Show all posts
Showing posts with label SECURITIES BROKER. Show all posts
Saturday, March 16, 2013

BROKER TO PAY $763,000 FOR DECEPTIVE MUTUAL FUND MARKET TIMING PRACTICES

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Court Orders Former Prudential Securities Broker to Pay Over $763,000 Related to Decep...
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