WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label SECURITY BASED SWAP DEALERS. Show all posts
Showing posts with label SECURITY BASED SWAP DEALERS. Show all posts
Sunday, October 16, 2011

SEC CHAIRMAN MARY SCHAPIRO SPEECH ON REGISTRATION OF SECURITIES FOR BASED SWAP DEALERS AND PARTICIPANTS AT OPEN MEETING

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The following excerpt is from the SEC website: “Washington, D.C. October 12, 2011 We will next consider a proposal that would establ...
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