Showing posts with label SECURITY BASED SWAPS. Show all posts
Showing posts with label SECURITY BASED SWAPS. Show all posts
Sunday, October 16, 2011

SEC CHAIRMAN MARY SCHAPIRO SPEECH ON REGISTRATION OF SECURITIES FOR BASED SWAP DEALERS AND PARTICIPANTS AT OPEN MEETING

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The following excerpt is from the SEC website: “Washington, D.C. October 12, 2011 We will next consider a proposal that would establ...
Thursday, October 13, 2011

SEC COMMISSIONER AGUILAR SPEAKS ON SECURITY-BASED SWAPS

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The following is an excerpt from the SEC website: “SEC Open Meeting Washington, D.C. October 12, 2011 In light of the critical role ...
Saturday, July 9, 2011

SEC COMMISSIONER PAREDES PROPOSES BUSINESS CONDUCT STANDARDS FOR SECURITY-BASED SWAPS

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The following is an excerpt from the SEC website: "Speech by SEC Commissioner: Statement at Open Meeting to Propose Business C...
Sunday, July 3, 2011

SEC OFFERS MORE GUIDANCE ON SECURITY-BASED SWAPS

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The following excerpt came from the SEC website: “Washington, D.C., July 1, 2011 — The Securities and Exchange Commission today prov...
Thursday, May 5, 2011

SEC PROPOSES DEFINITIONS REGARDING SWAPS

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The need for clarity is important if our financial system is to survive. It is the role of government to make such rules that everyone invo...
Tuesday, April 12, 2011

5 AGENCIES ASK FOR COMMENTS ON SWAP MARGIN AND CAPITAL REQUIREMENTS

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The following was found on the FDIC blog site: "Five federal agencies are seeking comment on a proposed rule to establish margin and ...