WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label SHORT SALES. Show all posts
Showing posts with label SHORT SALES. Show all posts
Tuesday, June 21, 2011

J.P. MORGAN SECURITIES LLC WILL PAY $153.6 MILLION IN SETTLEMENT

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The SEC has settled its case against J.P. Morgan for misleading investors. It looks like good news for harmed investors. The following is ...
Friday, May 6, 2011

SEC ASKS FOR COMMENT ON SHORT SALE TRANSACTIONS

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The following was excerpted from the SEC web site. In it the SEC is asking for public commit on short sales: “ Washington, D.C., May 4, 2...
Sunday, May 16, 2010

TWO SHORT SELLERS FOUND TO HAVE VIOLATED THE RULES

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The SEC has caught two more individuals that were illegally shorting stocks. This is the first enforcement actions brought under rule 105. ...
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