WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label SIPC. Show all posts
Showing posts with label SIPC. Show all posts
Saturday, February 22, 2014

SEC CHAIRMAN WHITE'S ADDRESS AT SEC SPEAKS 2014

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FROM:  SECURITIES AND EXCHANGE COMMISSION  Chairman’s Address at SEC Speaks 2014  Chair Mary Jo White Washington, D.C. Feb. 21, 2014 ...
Thursday, December 15, 2011

SEC ALLEGES SIPC HAS FAILED TO START LIQUIDATION PROCEEDINGS WITH STANFORD GROUP

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The following excerpt is from the SEC website: December 15, 2011 “On December 12, 2011, the Securities and Exchange Commission filed an a...
Tuesday, November 1, 2011

SEC, CFTC JOINT STATEMENT OF THE MF GLOBAL, INC., CRISIS

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The following excerpt is from the SEC website: "Washington, D.C., Oct. 31, 2011 – The Securities and Exchange Commission and Com...
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