WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label SUPERVISION OF INVESTOR FUNDS. Show all posts
Showing posts with label SUPERVISION OF INVESTOR FUNDS. Show all posts
Sunday, October 14, 2012

FARR FINANCIAL INC., SETTLES CHARGES WITH CFTC FOR $280,000

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FROM:  COMMODITY FUTURES TRADING COMMISSION CFTC Orders Farr Financial Inc. to Pay $280,000 to Settle Charges of Improper Investment ...
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