Showing posts with label TRANSPARENCY. Show all posts
Showing posts with label TRANSPARENCY. Show all posts
Monday, January 19, 2015

CFTC CHAIRMAN MASSAD MAKES REMARKS TO ASIAN FINANCIAL FORUM, HONG KONG

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  Remarks of Chairman Timothy G. Massad before the Asian Financial Forum, Hong Kong Jan...
Tuesday, March 18, 2014

SEC ENCOURAGES ISSUERS, UNDERWRITERS OF MUNICIPAL SECURITIES TO SELF-REPORT VIOLATIONS OF SECURITIES LAWS

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FROM:  SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission announced a new cooperation initiative out of its Enforc...
Sunday, February 2, 2014

SEC COMMISSIONER PIWOWAR'S SPEECH TO U.S. CHAMBER OF COMMERCE

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FROM:  SECURITIES AND EXCHANGE COMMISSION  Advancing and Defending the SEC’s Core Mission  Commissioner Michael S. Piwowar U.S. Chamber o...
Sunday, December 29, 2013

SEC ISSUES ANNUAL REPORT ON CREDIT RATING AGENCIES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission issued its annual staff report on the findings of e...
Tuesday, November 19, 2013

CFTC GENSLER'S REMARKS AT SWAP EXECUTION FACILITY CONFERENCE

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  Remarks of Chairman Gary Gensler at Swap Execution Facility Conference: Bringing Transpar...
Sunday, October 20, 2013

SEC CHAIR MARY JO WHITE'S REMARKS AT MANAGED FUNDS ASSOCIATION OUTLOOK 2013 CONFERENCE

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  Hedge Funds – A New Era of Transparency and Openness  Chair Mary Jo White Managed Funds A...
Saturday, October 19, 2013

REMARKS BY CFTC COMMISSIONER O'MALIA AT CFTC COMPLIANCE FORUM

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FROM:  COMMODITY FUTURES TRADING COMMISSION  Keynote Address by Commissioner Scott D. O'Malia, Edison Electric Institute CFTC Complianc...