Showing posts with label U.S. COMMODITY FUTURES TRADING COMMISSION. Show all posts
Showing posts with label U.S. COMMODITY FUTURES TRADING COMMISSION. Show all posts
Thursday, April 11, 2013

COMPANIES, INDIVIDUALS ORDERED TO PAY $750,000 FOR FOREX FRAUD AND VIOLATING CFTC REGISTRATION REQUIREMENTS

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION April 9, 2013 CFTC Orders Florida-based Forex Global Solutions Inc., Forex Global S...
Wednesday, April 3, 2013

TRANS GLOBAL INVESTMENTS, LLC SETTLES ALLEGED COMMODITY POOL FRAUD CHARGES

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Federal Court in Nevada Orders Charles Leroy Timberlake and Trans Global Investments...

CFTC COMMISSIONER CHILTON SETS OUT TEN PRINCIPLES FOR A MORE "TRANSPARENT DODD-FRANK REGULATORY REGIME"

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION "The End-User Bill of Rights" Statement of Commissioner Bart Chilton Apr...
Sunday, March 17, 2013

COURT ORDERS CORPORATION AND PRINCIPAL TO PAY $1.4 MILLION TO SETTLE FOREX FRAUD CHARGES

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Federal Court in New York Orders Madison Dean, Inc. and Its Principal, George Athana...
Tuesday, February 26, 2013

CFTC CHARGES NYME AND TWO FORMER EMPLOYEES WITH DISCLOSING CUSTOMER TRADES

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION CFTC Charges CME Group’s New York Mercantile Exchange and Two Former Employees with Di...
Thursday, February 21, 2013

COMPANY SETTLES WITH CFTC OVER FAILURE TO MAITAIN MINIMUM CAPITAL REQUIREMENTS

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION CFTC Orders Enskilda Futures Limited to Pay a $125,000 Civil Monetary Penalty for Fail...
Tuesday, February 19, 2013

MAN TO PAY $387,000 TO SETTLE COMMODITY POOL FRAUD CHARGES

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Federal Court in Nebraska Orders Omaha Resident Michael J. Welke to Pay $387,000 to ...
Saturday, February 16, 2013

CFTC CHAIRMAN GENSLER SPEAKS ON FUTURES REFORM

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Testimony of Gary Gensler, Chairman, Commodity Futures Trading Commission before the U...
Friday, February 8, 2013

COURT ORDERS $22.8 MILLION IN SANCTIONS AND RESTITTION IN INVESTMENT FRAUD CASE

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Federal Court in Florida Imposes over $22.8 Million in a Monetary Sanction and Resti...
Thursday, January 31, 2013

CFTC CHAIRMAN GARY GENSLER'S REMARKS AT CFTC ROUNDTABLE

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Chairman Gary Gensler’s Opening Remarks at CFTC Roundtable January 31, 2013 Welcome t...
Friday, January 4, 2013

COMPANY SANCTIONED BY CFTC FOR NOT PROPERLY SUPERVISING EMPLOYEES

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Chicago-Based R.J. O’Brien & Associates, LLC Sanctioned $300,000 for Supervision...
Thursday, December 27, 2012

THE iTRADE SCHOOL OF HARD LUCK

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION, CFTC Settles Charges against Virginia Resident Alexander Giap for Engaging in Two F...
Wednesday, December 19, 2012

CFTC COMMISSIONER SOMMER'S REMARKS BEFORE CONGRESS ON FARM COMMODIITES AND RISK MANAGEMENT

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Testimony Before the US House of Representatives Committee on Agriculture Subcommitt...
Sunday, December 16, 2012

TEXAS MAN AND FIRM ORDERED TO PAY OVER $2.5 MILLION IN OIL FUTURES COMMODITY POOL FRUAD CASE

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Court finds that defendants fraudulently solicited and accepted over $1.4 million fr...
Thursday, December 13, 2012

CFTC CHAIRMAN GENSLER TESTIFIES BEFORE U.S. CONGRRESS REGARDING SWAPS MARKET REFORMS

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Testimony Before the U.S. House Financial Services Subcommittee on Capital Markets a...