WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label UNREGISTERED SALE OF PUBLICLY-TRADED STOCK. Show all posts
Showing posts with label UNREGISTERED SALE OF PUBLICLY-TRADED STOCK. Show all posts
Monday, January 7, 2013

SEC OBTAINS JUDGEMENTS AGAINST FORMER SPONGETECH EXECUTIVES MICHAEL E. METTER AND STEVEN Y. MOSKOWITZ

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FROM: SECURITIES AND EXCHANGE COMMISSION   The Securities and Exchange Commission announced that on December 18, 2012 and June 12, 20...
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