WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Friday, June 24, 2011

SOME STANFORD GROUP COMPANY MAY GET SIPA PROTECTION

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The following is from the Sec Website: If you invest in securities many times you are covered by SIPA which insures that if you invest you...

OPENING STATEMENT BY MARY SCHAPIRO AT SEC OPEN MEETING

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The following is from the SEC website: Speech by SEC Chairman: Opening Statement at SEC Open Meeting: Proposals to Amend Rule 17a-5 by ...

MORGAN KEEGAN TO PAY $200 MILLION TO SETTLE FRAUD CHARGES

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The “false valuation of sub-prime mortgage backed securities” is now playing out with civil and sometimes criminal charges being settled. In...
Thursday, June 23, 2011

SEC CHARGES FORMER COLONIAL BANK EXECUTIVES WITH FRAUD IN TARP SCHEME

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The following is an excerpt from the SEC web site: On June 16, 2010 the Securities and Exchange Commission (SEC) charged Lee B. Farkas, th...
Wednesday, June 22, 2011

NEW SEC RULES INCLUDE REQUIREMENT THAT HEDGE FUND ADVISORS REGISTER WITH THE SEC

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The following is an excerpt from the SEC website: "Washington, D.C., June 22, 2011 – The Securities and Exchange Commission toda...

PUBLIC MEETING: CFTC COMMISSIONER DUNN MAKES OPENING STATEMENT ON DODD-FRANK ACT

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The following excerpt of Commissioner Dunn's speech is from the CFTC web site: "June 14, 2011 Thank you all for joining us toda...
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