WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Friday, October 21, 2011

CFTC ANNOUNCES FRAUD ACTIONS

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The following excerpt is from the CFTC website: “The Division’s mission to protect market participants from fraud is reflected by the...
Thursday, October 20, 2011

SEC SETTLES BACKDATED STOCK OPTIONS CLAIMS INVOLVING JUNIPER NETWORKS AND KLA-TENCOR CORP.

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The following excerpt is from the SEC website: OCTOBER 19, 2011 “The Securities and Exchange Commission resolved its claims with L...

INTERNATIONAL FINANCIAL REGULATORS MEET TO SHARE VIEWS ON MARKET STRUCTURE

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The following is an excerpt from the SEC website: “Washington, D.C., Oct. 14, 2011 — Securities and Exchange Commission Chairman Mary ...

FIXING THE FINANCIAL NEWS FOR FUN AND PROFIT

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The following excerpt is from the sec website: On October 13, 2011 the U.S. District Court for the Southern District of Florida entere...

MAN AND HIS INVESTMENT FIRM ACCUSED OF FRAUD BY SEC

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The following excerpt is from the SEC website: "On October 18, 2011, the Securities and Exchange Commission filed a civil injunc...
Wednesday, October 19, 2011

AWARDS PRESENTED FOR UNCOVERING FRAUD DURING FINANCIAL COLLAPSE FRAUD

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The following excerpt is from the SEC website: Washington, D.C., Oct. 18, 2011 – The Securities and Exchange Commission announced tha...
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