WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Wednesday, December 21, 2011

SEC CHARGES BERNIE MADOFF EMPLOYEE WITH FALSIFYING RECORDS

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The following is an excerpt from the SEC website:  "Washington, D.C., Dec. 19, 2011  — The Securities and Exchange Commission toda...
Tuesday, December 20, 2011

SEC ALLEGES STOCK BUY-BACK FRAUD

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The following excerpt is from the SEC website: December 12, 2011 Securities and Exchange Commission v. Stiefel Laboratories Inc. and...
Monday, December 19, 2011

U.S., CANADA AND MEXICO MEET TO DISCUSS ANTITRUST POLICIES

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The following excerpt is from the Department of Justice website: DECEMBER 19, 2011 "WASHINGTON —  The heads of the antitrust agenc...

SEC ALLEGES PENNY STOCK PUBLICATION MADE MATERIAL MISREPRESENTATIONS AND OMISSIONS

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The following excerpt is from the SEC website: December 12, 2011 Securities and Exchange Commission v. Geoffrey J. Eiten and National...

SEC CHIEF ACCOUNTANT BESWICK SPEAKS TO AICPA

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The following excerpt is from the SEC website: " Paul A. Beswick Deputy Chief Accountant U.S. Securities and Exchange Commissio...
Saturday, December 17, 2011

FORMER PRUDENTIAL SECURITIES REPRESENTATIVE FOUND LIABLE FOR DECEPTIVE PRACTICES

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The following excerpt is from the SEC website: December 16, 2011 “The Securities and Exchange Commission announced today that on December...
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