WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Monday, May 7, 2012

SEC CHARGES ATTORNEY AND CLIENTS IN SCHEME TO UNLAWFULLY SELL BILLIONS OF PENNY-STOCK SHARES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION May 1, 2012 On April 30, 2012, the Securities and Exchange Commission charged a mother-and-...
Sunday, May 6, 2012

SEC FILES CHARGES AGAINST FORMER ATTORNEY FOR MUTUAL BENEFITS

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FROM:  U.S SECURITIES AND EXCHANGE COMMISSION   April 30, 2012 The Securities and Exchange Commission announced today that it filed a comp...
Saturday, May 5, 2012

SEC ALLEGES FLORIDA MAN SOLD STOCK TO CAPITALIZE ON EARTHQUAKE IN HAITI

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., May 2, 2012 — The Securities and Exchange Commission today charged a Flori...
Friday, May 4, 2012

CFTC CHARGES TWO UTAH RESIDENTS WITH FRAUD AND MISAPPROPRIATION

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FROM:  COMMODITY FUTURES TRADING COMMISSION CFTC Charges Utah Residents Christopher Hales, Eric Richardson and their Company, Bentley Equit...
Thursday, May 3, 2012

COMPANY TO PAY $140,000 FOR ACTING AS UNREGISTERED RETAIL FOREX DEALER

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FROM:  COMMODITY FUTURES TRADING COMMISSION May 1, 2012 Federal Court in Illinois Orders Trading Point of Financial Instruments Ltd. to Pa...
Wednesday, May 2, 2012

CFTC SETTLES FRAUD CHARGES WITH MAN SELLING SOFTWARE TRADING SYSTEM

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FROM:  COMMODITY FUTURE TRADING COMMISSION Washington, DC   – The U.S. Commodity Futures Trading Commission (CFTC) today filed and simult...
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