WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Sunday, December 9, 2012

SEC CHARGES LAWYER WITH OPINION LETTER FRAUD

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., Dec. 7, 2012 — The Securities and Exchange Commission today announce...

COURT ORDER PERMANENTLY BARS DEFNEDANTS FROM COMMODITY INDUSTRY

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Federal Court in New York Orders Defendants Forex Capital Trading Group, Forex Capit...
Saturday, December 8, 2012

MAN PLEADS GUILTY IN SECURITEIS FRAUD CASE AND IS BARRED FROM SECURITIES INDUSTRY

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FROM:    U.S. SECURITIES AND EXCHANGE COMMISSION December 4, 2012 Defendant in SEC Action Pleads Guilty to Criminal Charges and is...
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Statement on Money Market Funds as to Recent Developments

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Statement on Money Market Funds as to Recent Developments
Friday, December 7, 2012

ATTORNEY FOUND LIABLE FOR ISSUING FALSE LEGAL OPINION REGARDING A STOCK OFFERING

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSSION Attorney Virginia K. Sourlis Found Liable for Aiding and Abetting Securities Fraud by...
Thursday, December 6, 2012

ACCOUNTING FIRMS ACCUSED BY SEC OF FAILURE TO PRODUCE AUDIT WORK PAPERS

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　 FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., Dec. 3, 2012 — The Securities and Exchange Commission today bega...
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