WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Monday, February 10, 2014

CFTC ACTING CHAIRMAN WETJEN'S TESTIMONY BEFORE HOUSE COMMITTEE ON THE VOLCKER RULE

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FROM:  COMMODITY FUTURES TRADING COMMISSION  Testimony of Acting Chairman Mark Wetjen Before the U.S. House Committee on Financial Services...
Sunday, February 9, 2014

TWO TRADERS CHARGED IN "PARKING" FRAUD SCHEME

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FROM:  SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission announced charges against two Wall Street traders involv...
Saturday, February 8, 2014

INVESTMENT ADVISER CHARGED FOR ILLEGAL SHORT SELLING

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FROM:  SECURITIES AND EXCHANGE COMMISSION  SEC Charges Bermudian Investment Adviser and Principal for Illegal Short Selling On January 31...
Friday, February 7, 2014

STOP ORDER PROCEEDINGS FILED AGAINST 20 MINING COMPANIES BY SEC

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FROM:  SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission today announced the filing of stop order proceedings aga...
Thursday, February 6, 2014

SEC.gov | Statement on Life Partners Verdict

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SEC.gov | Statement on Life Partners Verdict

SEC OBTAINS ASSET FREEZE AGAINST ALLEGED FRAUDSTER

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  SEC Obtains Asset Freeze and Other Relief Against Michael P. Zenger On January 31, 2014...
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