WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Tuesday, September 30, 2014

FACT SHEET: The White House Launches the “My Brother’s Keeper Community Challenge” | The White House

FACT SHEET: The White House Launches the “My Brother’s Keeper Community Challenge” | The White House

B OF A PAYING $7.65 MILLION TO SETTLE SEC CHARGES OF VIOLATING INTERNAL CONTROLS AND RECORD-KEEPING LAWS

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION 09/29/2014 11:25 AM EDT The Securities and Exchange Commission today charged Bank of Am...

Monday, September 29, 2014

OHIO RESIDENT CHARGED BY CFTC WITH COMMODITY POOL FRAUD

FROM: U.S. COMMODITY FUTURES TRADING COMMISSION CFTC Charges Ohio Resident Glen Galemmo with Commodity Pool Fraud in a Multi-Million Do...

Sunday, September 28, 2014

SEC OBTAINS ASSET FREEZE AGAINST COMPANY BEHIND PONZI SCHEME

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION SEC Obtains Asset Freeze Against Company in Turks and Caicos Islands Behind South Florida...

Friday, September 26, 2014

LAW FIRM IT EMPLOYEE CHARGED WITH INSIDER TRADING AHEAD OF MERGER ANNOUNCEMENTS

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION SEC Charges IT Employee at Law Firm With Insider Trading Ahead of Merger Announcements ...

Wednesday, September 24, 2014

FEED COMPANY SETTLES ACCOUNTING FRAUD CASE AND WILL PAY $18 MILLION

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Tennessee-Based Animal Feed Company Agrees to Pay $18 Million to Settle Accounting Fraud ...

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