Saturday, January 31, 2015

HEDGE FUND MANAGER RECEIVES 13 YEAR PRISON TERM FOR FRAUD

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23185 / January 30, 2015 Securities and Exchange Commission v. Fr...
Thursday, January 29, 2015

DEFENDANTS ACCUSED OF DEFRAUDING CUSTOMERS OF OVER $2.3 MILLION IN OFF-EXCHANGE PRECIOUS METALS CASE

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FROM:  COMMODITY FUTURES TRADING COMMISSION  January 21, 2015 Federal Court Orders California-Based Defendants Bharat Adatia and His Co...
Wednesday, January 28, 2015

CFTC IMPOSES $3 MILLION PENALTY AGAINST TRADING COMPANY AND IT'S SUBSIDIARY OVER NONCOMPETITIVE TRADES

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FROM:  THE U.S. COMMODITY FUTURES TRADING COMMISSION  January 20, 2015 CFTC Imposes $3 Million Penalty against Olam International, Ltd. an...
Tuesday, January 27, 2015

CFTC COMMISSIONER BOWEN ON REGULATION OF FOREIGN EXCHANGE DERIVATIVE REGULATION

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  Statement of U.S. Commodity Futures Trading Commissioner Sharon Bowen Regarding Recent ...
Monday, January 26, 2015

ASSISTANT AG SUNG-HEE SUH'S REMARKS REGARDING SECURITIES REGULATION IN EUROPE

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FROM:  U.S. JUSTICE DEPARTMENT  Tuesday, January 20, 2015 Deputy Assistant Attorney General Sung-Hee Suh Speaks at the PLI’s 14th Annua...
Sunday, January 25, 2015

CFTC CHAIRMAN MASSAD SPEAKS AT MONETARY AUTHORITY OF SINGAPORE ON REGULATION

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Keynote Address by Chairman Timothy G. Massad before the Monetary Authority of Singapore The Future of Financial Market Regulation Janu...