WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Monday, May 4, 2015

Statement at Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States and Pay Versus Performance

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Statement at Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States and Pay Versus Performance

SEC.gov | Improving Transparency for Executive Pay Practices

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SEC.gov | Improving Transparency for Executive Pay Practices
Sunday, May 3, 2015

Dissenting Statement at an Open Meeting Proposing Mandated Pay versus Performance Disclosures

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Dissenting Statement at an Open Meeting Proposing Mandated Pay versus Performance Disclosures
Saturday, May 2, 2015

Focusing on Dealer Conduct in the Derivatives Market

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Focusing on Dealer Conduct in the Derivatives Market
Friday, May 1, 2015

SEC.gov | The SEC as the Whistleblower's Advocate

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SEC.gov | The SEC as the Whistleblower's Advocate

CFTC CHARGES ALLEGED FLORIDA PONZI SCHEME OPERATOR WITH FRAUD AND REGISTRATION VIOLATIONS

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION April 20, 2015 CFTC Charges Florida Resident Dorian A. Garcia and his Companies, DG Wealth...
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