Sunday, October 25, 2015

COURT ORDERS $31 MILLION RESTITUTION AND PENALTY PAYMENT AGAINST MAN, COMPANY FOR FRAUD

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  October 20, 2015 Federal Court in Ohio Orders over $31 Million in Restitution and Civ...
Friday, October 2, 2015

CFTC ANNOUNCES DEUTSCHE BANK AG ORDERED TO PAY $2.5 MILLION PENALTY IN CASE INVOLVING SWAPS REPORTING VIOLATIONS AND SUPERVISION FAILURES

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  September 30, 2015 CFTC Orders Deutsche Bank AG to Pay a $2.5 Million Civil Monetary ...
Wednesday, September 30, 2015

CFTC SAYS WHISTLEBLOWER TO RECEIVE $290,000

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FROM:  COMMODITY FUTURES TRADING COMMISSION  September 29, 2015 CFTC to Issue Whistleblower Award of Approximately $290,000 Whistlebl...
Monday, September 28, 2015

SEC CHARGES FATHER, THREE SONS AND OTHERS WITH DEFRAUDING INVESTORS

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  Litigation Release No. 23360 / September 24, 2015 Securities and Exchange Commission v....
Sunday, September 27, 2015

CFTC SETTLES WASH SALES CASE INVOLVING BITCOIN

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  September 24, 2015 CFTC Settles with TeraExchange LLC, a Swap Execution Facility, for...
Friday, September 25, 2015

CFTC ORDERS CARGILL DE MEXICO TO PAY $500,000 FOR ROLE IN WASH SALES SCHEME

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FROM:  COMMODITY FUTURES TRADING  CFTC Orders Cargill de México SA De CV to Pay $500,000 for Unlawfully Executing Wash Sales on the CBOT ...